OUR PRIVACY COMMITMENT TO YOU

 


Encore Financial Consulting collects certain personal financial information about you so that we may (1) know who you are and prevent unauthorized access to your information; (2) recommend products which are suited to your needs; and (3) comply with the laws and regulations that govern us.   We consider your information to be private and confidential.

We gather this information about you from the applications, new account forms, client profiles, and other forms you may prepare for us; and from your transactions with us.  The types of information we collect may include your name, address, social security number, your income and net worth, your beneficiaries, and your transactions.

It is our policy that we do not disclose any nonpublic information about you to anyone except as necessary to establish and manage your account(s) or as permitted by law.  For example, the information described above may be shared with the clearing firm that executes your transactions and retains custody of your securities.

We limit access to nonpublic personal information about you to those employees who need to know that information in order to provide products and services to you.  We maintain physical, electronic and procedural safeguards to protect your information.

In the event that you should close your account with us, or if your account should become inactive, we will continue to adhere to the privacy policies and practices as described in this notice.